Since 1992, Framing Compliance as Enterprise Risk
New Background Check Service for Due Diligence
DMA has partnered with a long-time provider of security and investigation services to perform comprehensive background checks for due diligence and employment purposes. Background checks are critical for selections of Portfolio Managers, Registered Reps, Traders, Key Personnel, Advisors and Sub-Advisors, especially in a post-Madoff world. On-going and periodic checks are now considered best practice.
It is our goal to provide fully integrated compliance and enterprise risk services. This new service will add to DMA's capabilities to help you protect your firm and your clients' assets.